Mailing Schedule
Form 1099 Tax Information

By January 31, 2024, Pershing will begin mailing Form 1099 tax statements. When you receive your Form 1099 depends on the holdings in your account.

Phase One:  January 31, 2024
Phase Two:  February 15, 2024
Phase Three: February 29, 2024
Phase Four:  March 15, 2024

For more detailed information regarding the timing, click here for the 2023 Tax Guide from BNY Mellon | Pershing and scroll to page 3 of the guide.

Corrected 1099 Form will be mailed as needed.  
You may receive a corrected Form 1099.  There are several reasons for this- for example, issuers of securities held in your account may provide updated or additional information after your Form 1099 is mailed to you.  The IRS requires financial organizations to send corrected forms with revised information as it becomes available.  

Want quicker access to your Form 1099?  Enroll in electronic delivery (eDelivery).  Log-in to  your account to sign up for access or contact Lynne Davidson for assistance at 316-776-4633.

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Pershing LLC, its affiliates and its employees, do not provide legal, tax, accounting or financial advice or services. This informative guide is a tool that may assist in the preparation of tax returns. It contains examples, explanations and illustrations from IRS schedules to help you or your tax professional. All amounts and transactions displayed in this guide are for illustration only and do not represent actual transactions. Accordingly, no guidance should be inferred as to any specific transaction from the illustrations in this guide. We suggest that you consult a competent tax professional to discuss the appropriate federal, foreign, state and local tax treatment of any transactions. Any U.S. legal, tax, accounting or financial-related information contained in this guide, including explanations of the Tax Information Statement, is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties that may be imposed under the Internal Revenue Code or applicable state or local tax law provisions or (ii) promoting, marketing or recommending to another party any transaction or matter addressed in the Tax Guide.

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